Regulatory Support for Financial, Capital Market, and AML Compliance
RBI Compliance
SEBI Compliance
AML Advisory
RBI Compliance
RBI and FEMA Compliance Support Services
- FEMA Registration Services – Assistance with registration under the Foreign Exchange Management Act (FEMA) for cross-border transactions and investments.
- RBI and FEMA Compliance – Support for meeting regulatory requirements, including filing of statutory returns and obtaining necessary approvals.
- NBFC Registration – Guidance on the registration process for Non-Banking Financial Companies (NBFCs), including adherence to regulatory capital norms.
- NBFC Due Diligence – Conducting due diligence for new or existing NBFCs to evaluate compliance status, governance practices, and operational risks.
SEBI Compliance
Capital Markets Registration and Compliance Services
- AMFI Registration – Advisory support for mutual fund entities in registering with the Association of Mutual Funds in India (AMFI).
- Foreign Portfolio Investor (FPI) Registration – Guidance on obtaining SEBI registration for FPIs to facilitate access to Indian capital markets.
- Asset Management Company (AMC) Registration – Assistance with SEBI registration for establishing and operating AMCs.
- Investment Advisor Registration – Support for registration under SEBI regulations for entities offering investment advisory services.
- Portfolio Manager Registration – Guidance in securing SEBI registration for portfolio management services in line with regulatory requirements.
- Registrar and Share Transfer Agent Registration – Advisory for entities seeking registration to manage share transfer and investor servicing functions.
- Venture Capital Company Registration – Assistance in registering venture capital entities with SEBI, ensuring compliance with applicable regulations.
AML Advisory
Anti-Money Laundering (AML) and FEMA Compliance Support
- AML Compliance for Cross-Border Transactions – Ensuring adherence to AML requirements in international trade and investment activities.
- FDI Under Automatic Route – Advisory on handling foreign direct investment (FDI) within the automatic approval framework.
- Foreign Exchange Regulations – Guidance on compliance with FEMA provisions for cross-border financial transactions.
- Inbound Investment Under FEMA – Structuring and managing foreign investments into India in accordance with FEMA regulations.
- Outbound Investment Under FEMA – Support in complying with FEMA guidelines for outbound investments by Indian entities.
- Establishment of Foreign Offices in India – Advisory on setting up liaison, branch, or project offices for foreign entities, following applicable regulatory procedures.
- FDI Under the Approval Route – Assistance with regulatory processes and approvals for FDI requiring government clearance.
- AML Compliance Due Diligence for Mergers and Acquisitions – Conducting due diligence to assess AML compliance during M&A transactions.
- Transaction Monitoring and Suspicious Activity Reporting (SAR) – Support in implementing systems for monitoring and reporting suspicious transactions.
- AML Regulatory Reporting Service – Assistance with preparation and submission of AML-related regulatory filings.
- AML Risk Assessment and Compliance Review – Identification of AML risks and development of compliance review reports with practical recommendations.
- AML Internal Controls Assessment Service – Evaluation of internal controls to ensure effective AML compliance and adherence to regulatory standards.
